Ongoing Compliance Support
Maintaining compliance is an ongoing process that requires continuous monitoring, adaptation to regulatory changes, and proactive risk management. Our Ongoing Compliance Support services provide businesses with the expertise and resources needed to ensure sustained regulatory adherence, strengthen internal controls, and mitigate financial crime risks. We offer tailored solutions that support compliance teams, enhance governance frameworks, and drive operational resilience.
What We Deliver:
Regulatory Change Management
Monitoring, interpreting, and implementing updates to financial crime regulations.
Compliance Framework Maintenance
Ensuring policies, procedures, and controls remain aligned with evolving requirements.
Risk-Based Monitoring & Testing
Conducting ongoing assessments to validate the effectiveness of compliance controls.
Enhanced Due Diligence (EDD) & Client Risk Reviews
Providing continuous oversight of high-risk clients and transactions.
Governance & Internal Oversight Support
Strengthening compliance structures, escalation processes, and reporting mechanisms.
Training & Advisory Support
Offering continuous guidance, workshops, and upskilling for compliance teams.
Key Learning Areas & Outcomes:
Regulatory Updates & Implementation
Understanding and integrating changes in AML, CTF, and financial crime regulations.
Compliance Control Monitoring
Conducting periodic reviews to assess policy effectiveness and identify gaps.
Risk-Based Compliance Management
Applying ongoing risk assessments to adapt compliance strategies.
Governance & Oversight Best Practices
Strengthening accountability within compliance functions.
Technology & Automation in Compliance
Leveraging RegTech solutions for monitoring, reporting, and risk detection.
Continuous Professional Development
Keeping compliance teams informed, trained, and prepared for evolving threats